Kevin Stemp is the Managing Executive in the Office of the Chief Operating Officer at the U.S. Securities and Exchange Commission, with responsibility for all financial, human capital, information technology, and resource management of eight offices at the SEC. Kevin also oversees the agency’s development and implementation of enterprise risk management as well as related internal controls and management assurances under OMB A-123.
Kevin joined the SEC from the compliance group at the Office of Financial Stability, Troubled Assets Relief Program at the U.S. Department of the Treasury where he helped to establish the TARP’s anti-fraud program. Prior to government service, he practiced in the regulatory and governmental affairs group at the law firm of WilmerHale in Washington, D.C.
Kevin is a Professional Risk Manager (PRM) and a former member of the Professional Risk Managers’ International Association (PRMIA) Finance and Operational Governance Committees. Kevin is also a former member of AFERM’s Audit Committee and former General Counsel of the Washington Association of Money Managers (WAMM). Kevin is a Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), and attorney. Kevin earned an LL.M. in European Law at The University of London, King’s College, his J.D. at Columbia Law School, and B.S. and B.B.A. degrees from the University of Washington (go dawgs!).